Nominee Report | U.S. Office of Government Ethics; 5 C.F.R. part 2634 | Form Approved: OMB No.

(3209-0001) (January 2018)

Executive Branch Personnel

Public Financial Disclosure Report (OGE Form 278e)

Filer's Information
Barr, William Pelham

Attorney General, Department of Justice

Other Federal Government Positions Held During the Preceding 12 Months:

Adviser, President’s Intelligence Advisory Board (9/2018 - Present)

Member, Director of Central Intelligence’s External Advisory Board (5/2017 - Present)

Names of Congressional Committees Considering Nomination:

● Committee on the Judiciary

Electronic Signature - I certify that the statements I have made in this form are true, complete and correct to the best of my knowledge.

/s/ Barr, William Pelham [electronically signed on 12/24/2018 by Barr, William Pelham in Integrity.gov]

Agency Ethics Official's Opinion - On the basis of information contained in this report, I conclude that the filer is in compliance with applicable laws and regulations
(subject to any comments below).
/s/ Lofthus, Lee, Certifying Official [electronically signed on 01/11/2019 by Lofthus, Lee in Integrity.gov]

Other review conducted by

/s/ Shaw, Cynthia K, Ethics Official [electronically signed on 01/11/2019 by Shaw, Cynthia K in Integrity.gov]

Barr, William Pelham - Page 1

U.S. Office of Government Ethics Certification
/s/ Rounds, Emory, Certifying Official [electronically signed on 01/11/2019 by Rounds, Emory in Integrity.gov]

Barr, William Pelham - Page 2

1. Filer's Positions Held Outside United States Government
# ORGANIZATION NAME CITY, STATE ORGANIZATION POSITION HELD FROM TO
TYPE

1 Och-Ziff Capital Management New York, New Corporation Director 8/2016 1/2018
York

2 Dominion Energy, Inc. Richmond, Corporation Director 12/2009 Present

Virginia

3 Kirkland & Ellis LLP Washington, Law Firm Of Counsel 3/2017 Present
District of
Columbia

4 Time Warner Inc. New York, New Corporation Director 7/2009 6/2018
York

5 Selected Funds Kansas City, Mutual fund Director 1/1994 6/2016

Missouri

6 Clipper Fund Kansas City, Mutual fund Director 1/1994 6/2016

Missouri

7 Catholic Information Center Washington, Non-Profit Director 7/2014 6/2017

District of
Columbia

8 U.S. Piping Foundation See Endnote Newark, Non-Profit Board Member 1/2017 12/2018
Delaware

9 Revocable Family Trust Fairfax, Virginia Trust Trustee 4/1999 Present

10 Barr Family LLC Fairfax, Virginia LLC Manager 3/2008 Present

11 Mastiff Mhor, LLC (entity inactive) McLean, Virginia Corporation Registered 8/2018 Present
Agent

12 Ridgeback LLC (entity inactive) See Endnote Tysons Corner, Corporation Manager 3/2012 Present
Virginia

Barr, William Pelham - Page 3

2. Filer's Employment Assets & Income and Retirement Accounts
# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

1 AT&T Inc. (T) N/A $500,001 - Dividends $15,001 -

$1,000,000 $50,000

2 AT&T (T) Vested Stock Options N/A $250,001 - None (or less
$500,000 than $201)

3 Och-Ziff Capital Management N/A Director fees $391,545

and redemption
of restricted
stock units

4 Dominion Energy, Inc. N/A Director fees $593,876

5 Time Warner N/A Director fees $300,470

6 Time Warner N/A Exercise of $1,320,749

stock options

7 Kirkland & Ellis LLP N/A Salary $1,188,257

8 SEP IRA No

8.1 Bristol Myers Squibb (BMY) N/A $50,001 - Dividends $5,001 - $15,000
$100,000

8.2 Vector Group (VGR) N/A $15,001 - Dividends $5,001 - $15,000

$50,000

8.3 J.P. Morgan Floating Rate Income Fund Yes $100,001 - $1,001 - $2,500
(JPHSX) $250,000

8.4 J.P. Morgan High Yield Fund (OHYFX) Yes $50,001 - $1,001 - $2,500
$100,000

8.5 J.P. Morgan Strategic Income Opportunity Yes $50,001 - $201 - $1,000
Fund (JSOSX) $100,000

Barr, William Pelham - Page 4

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

8.6 J.P. Morgan Global Bond Opportunities Yes $50,001 - $1,001 - $2,500
(GBOSX) $100,000

8.7 U.S. bank account (cash) N/A $100,001 - $201 - $1,000

$250,000

9 IRA #1 No

9.1 J.P. Morgan (preferred stock) N/A $100,001 - Dividends $2,501 - $5,000
$250,000

9.2 U.S. bank account (cash) N/A $50,001 - $201 - $1,000

$100,000

10 Verizon 401(k) No

10.1 Fidelity Money Market Portfolio Yes $500,001 - $15,001 -

$1,000,000 $50,000

10.2 Fidelity Institutional Govt Money Market Yes $250,001 - $5,001 - $15,000
$500,000

10.3 Verizon Stock Fund See Endnote No None (or less Dividends $5,001 - $15,000
than $1,001)

11 IRA #2 No

11.1 Fidelity Government Cash Reserves (FDRXX) Yes $250,001 - $5,001 - $15,000
$500,000

12 Dominion Energy, Inc. (D) See Endnote N/A $1,000,001 - Dividends $100,001 -
$5,000,000 $1,000,000

13 Kirkland & Ellis, LLP, defined contribution No

plan

13.1 Vanguard Target Retirement 2015 Trust I Yes $15,001 - None (or less
$50,000 than $201)

14 Kirkland & Ellis, LLP, anticipated bonus N/A $15,001 - None (or less
$50,000 than $201)

Barr, William Pelham - Page 5

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

15 Dominion Energy, Inc. common stock, See Endnote N/A $100,001 - None (or less
anticipated stock award upon resignation $250,000 than $201)

16 AT&T N/A None (or less Income from $1,732,690

than $1,001) corporate
acquisition of
Time Warner.

3. Filer's Employment Agreements and Arrangements

# EMPLOYER OR PARTY CITY, STATE STATUS AND TERMS DATE

1 Verizon Communications See Endnote New York, New I will continue to participate in this defined 1/1994
York contribution plan. This plan sponsor no longer makes
contributions.

2 Kirkland & Ellis LLP Washington, I will continue to participate in this defined 3/2017
District of contribution plan. The plan sponsor will not make
Columbia further contributions after my separation.

3 Kirkland & Ellis LLP Washington, Pursuant to the firm's established compensation 3/2017
District of program, I will receive a $50,000 performance-based
Columbia bonus for services rendered in 2018. The bonus will
be paid prior to my assuming the duties of the
position of Attorney General.

4 AT&T New York, New I hold vested stock options and have forfeited any 7/2009
York unvested options.

5 Dominion Energy, Inc. Richmond, My participation in this stock-grant program will 12/2009
Virginia terminate upon my separation from the company.

6 Dominion Energy, Inc. Richmond, Pursuant to company policy, I will receive 2,000 12/2009
Virginia common shares upon resignation from the board.
The shares will be paid prior to my assuming the
duties of the position of Attorney General.

Barr, William Pelham - Page 6

4. Filer's Sources of Compensation Exceeding $5,000 in a Year
# SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES

1 Och-Ziff Capital Management New York, New Corporate director

York

2 Dominion Energy, Inc. Richmond, Corporate director

Virginia

3 Kirkland & Ellis LLP Washington, Attorney at law firm

District of
Columbia

4 Time Warner Inc. New York, New Corporate director

York

5 Selected Funds Kansas City, Mutual funds director

Missouri

6 Clipper Fund Kansas City, Mutual funds director

Missouri

7 Credit Agricole Paris, France, Consultant

Outside U.S.

8 Caterpillar, Inc. Peoria, Illinois Legal services

9 Verizon Communications See Endnote New York, New General counsel

York

5. Spouse's Employment Assets & Income and Retirement Accounts

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

1 TIAA-CREF account See Endnote No Interest $5,001 - $15,000

1.1 TIAA Traditional N/A $50,001 -

$100,000

Barr, William Pelham - Page 7

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

1.2 CREF Stock R3 Yes $100,001 -

$250,000

1.3 CREF Stock R1 Yes $15,001 -

$50,000

6. Other Assets and Income

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

1 Nuveen Municipal Credit Income Fund (NZF) Yes $15,001 - $5,001 - $15,000
$50,000

2 William S. Hart Union High School District N/A $15,001 - None (or less
Bond $50,000 than $201)

3 Selected American Shares (SLADX) Yes $100,001 - None (or less

$250,000 than $201)

4 U.S. bank account (cash) #1 N/A $1,000,001 - Interest $15,001 -

$5,000,000 $50,000

5 J.P. Morgan Tax Free Money Market (VXPXX) Yes $1,000,001 - None (or less
$5,000,000 than $201)

6 Dominion Energy Midstream Partners (DM) N/A None (or less Dividends $100,001 -
than $1,001) Capital Gains $1,000,000

7 Altria Group (MO) N/A $250,001 - Dividends $15,001 -

$500,000 $50,000

8 BCP VI Private Investors, LLC Yes $250,001 - $100,001 -

$500,000 $1,000,000

9 Apollo EPF Private Investors, LLC Yes $1,001 - $15,000 $5,001 - $15,000

10 Starwood SOF VIII Private Investors, LLC Yes $50,001 - $50,001 -

$100,000 $100,000

Barr, William Pelham - Page 8

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

11 VA ST RES AUTH Infrastructure (bond) N/A $15,001 - Interest $1,001 - $2,500

$50,000

12 General Motors (preferred stock) N/A $100,001 - Dividends $15,001 -

$250,000 $50,000

13 Bank of America (preferred stock) N/A $250,001 - Dividends $5,001 - $15,000

$500,000

14 County of Braxton, West Virginia (bond) N/A None (or less Interest $5,001 - $15,000
than $1,001)

15 City of Glendale Water & Sewer (bond) N/A None (or less Interest $5,001 - $15,000
than $1,001)

16 MA ST DEV FIN AGY (bond) N/A None (or less Interest $2,501 - $5,000
than $1,001)

17 MA ST DEV FIN AGY (bond) N/A None (or less Interest $5,001 - $15,000
than $1,001)

18 Norfolk VA (bond) N/A None (or less Interest $1,001 - $2,500

than $1,001)

19 Northside TX Independent School District N/A None (or less Interest $1,001 - $2,500
(bond) than $1,001)

20 AES CORPORATION 7.375% JUL 01 2021 DTD N/A None (or less Interest $1,001 - $2,500
08/01/2012 (bond) than $1,001)

21 County of Osceola, Florida (bond) N/A None (or less Interest $2,501 - $5,000
than $1,001)

22 Richmond, VA Public Utility (bond) N/A None (or less Interest $5,001 - $15,000
than $1,001)

23 Richmond, VA Public Utility (bond) N/A None (or less Interest $1,001 - $2,500
than $1,001)

24 Richmond, VA Public Utility (bond) N/A None (or less Interest $1,001 - $2,500
than $1,001)

Barr, William Pelham - Page 9

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

25 Richmond, VA Public Utility (bond) N/A None (or less Interest $1,001 - $2,500
than $1,001)

26 City of Salem, Virginia (bond) N/A None (or less Interest $1,001 - $2,500
than $1,001)

27 Upper Occoquan Sewer Authority (bond) N/A None (or less Interest $5,001 - $15,000
than $1,001)

28 State of Washington (bond) N/A None (or less Interest $5,001 - $15,000
than $1,001)

29 Western Virginia Regional (bond) N/A None (or less Interest $1,001 - $2,500
than $1,001)

30 Deutsche Bank Structured Equity Note Euro N/A $100,001 - None (or less
Stoxx 50 Index $250,000 than $201)

31 Bank of America (BAC) N/A $50,001 - Dividends $2,501 - $5,000

$100,000

32 J.P Morgan (preferred stock) N/A $250,001 - Dividends $5,001 - $15,000

$500,000

33 Merck & Co. (MRK) N/A $250,001 - Dividends $15,001 -

$500,000 $50,000

34 Morgan Stanley (preferred stock) N/A $500,001 - Dividends $50,001 -

$1,000,000 $100,000

35 Pfizer (PFE) N/A $250,001 - Dividends $15,001 -

$500,000 $50,000

36 Global Access Hedge Fund, LLC Yes $1,000,001 - None (or less
$5,000,000 than $201)

37 Mackay Municipal Strategic Hedge Fund Yes $1,000,001 - $50,001 -

$5,000,000 $100,000

38 State of Ohio Hospital Facility (bond) N/A None (or less Interest $15,001 -
than $1,001) $50,000

Barr, William Pelham - Page 10

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

39 GIF IV Private Investors, LLC Yes $50,001 - $100,001 -

$100,000 $1,000,000

40 Providence VII Private Investors Yes $15,001 - $100,001 -

$50,000 $1,000,000

41 AIRCASTLE LTD 5.125% 03/15/2021 DTD N/A None (or less Interest $201 - $1,000
03/26/2014 (bond) than $1,001)

42 SLA Private Investors Yes $100,001 - $15,001 -

$250,000 $50,000

43 CAP IV Private Investors, LLC Yes $500,001 - $50,001 -

$1,000,000 $100,000

44 Cerberus VI Private Investors, LLC Yes $250,001 - $50,001 -

$500,000 $100,000

45 PEG Digital Growth Fund II, LP Yes $500,001 - $15,001 -

$1,000,000 $50,000

46 Angelo Gordon Opportunistic Whole Loan Yes $100,001 - $100,001 -

Select Fund $250,000 $1,000,000

47 Benefit Street Partners IV, LLC Yes $500,001 - $50,001 -

$1,000,000 $100,000

48 Blackstone GSO Private Investors, LLC Yes $50,001 - $100,001 -

$100,000 $1,000,000

49 HPS Mezzanine III Private Investors, LLC Yes $250,001 - $15,001 -

$500,000 $50,000

50 Providence Debt III Private Investors, LLC Yes $250,001 - $100,001 -

(investment fund) $500,000 $1,000,000

51 Providence TMT Debt Opportunity Private Yes $15,001 - $100,001 -

Investors, LLC (investment fund) $50,000 $1,000,000

52 Watford Re Ltd. N/A $500,001 - None (or less

$1,000,000 than $201)

Barr, William Pelham - Page 11

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

53 BSREP II Private Investors, LLC (investment Yes $250,001 - $50,001 -

fund) $500,000 $100,000

54 SPDR Gold Shares ETF (GLD) Yes $250,001 - None (or less
$500,000 than $201)

55 District of Columbia (bond) N/A $250,001 - Interest $5,001 - $15,000

$500,000

56 NY ST ENVRNMNTL FACS (bond) N/A $250,001 - None (or less

$500,000 than $201)

57 University of Virginia (bond) N/A $100,001 - Interest $15,001 -

$250,000 $50,000

58 MA ST Clean Water (bond) N/A $250,001 - Interest $15,001 -

$500,000 $50,000

59 MET Transportation, New York, NY (bond) N/A $100,001 - Interest $15,001 -

$250,000 $50,000

60 NY City Muni WTR (bond) N/A $100,001 - Interest $5,001 - $15,000

$250,000

61 Bank of America (preferred stock) N/A $500,001 - Dividends $50,001 -

$1,000,000 $100,000

62 J.P. Morgan (preferred stock) N/A $250,001 - Dividends $15,001 -

$500,000 $50,000

63 NiSource (preferred stock) N/A $250,001 - Dividends $5,001 - $15,000

$500,000

64 Citigroup (preferred stock) N/A $500,001 - Dividends $50,001 -

$1,000,000 $100,000

65 Citigroup (preferred stock) N/A $250,001 - Dividends $50,001 -

$500,000 $100,000

66 J.P. Morgan Global Bond Opportunities Yes $250,001 - $15,001 -

(GBOSX) $500,000 $50,000

Barr, William Pelham - Page 12

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

67 North Central Texas (bond) N/A $100,001 - Interest $5,001 - $15,000

$250,000

68 North Texas TWY (bond) N/A $250,001 - Interest $15,001 -

$500,000 $50,000

69 Fairfax County, VA (bond) N/A $100,001 - Interest $15,001 -

$250,000 $50,000

70 Chicago, IL (bond) N/A $100,001 - Interest $15,001 -

$250,000 $50,000

71 Fairfax County, VA (bond) N/A $100,001 - Interest $15,001 -

$250,000 $50,000

72 Upper Occoquan Sewer Authority (bond) N/A $100,001 - Interest $15,001 -

$250,000 $50,000

73 Palm Beach, FL (bond) N/A $100,001 - Interest $2,501 - $5,000

$250,000

74 Fairfax County, VA (bond) N/A $100,001 - Interest $5,001 - $15,000

$250,000

75 J.P. Morgan Mortgage Backed Securities Yes None (or less $15,001 -
(OMBIX) than $1,001) $50,000

76 Bank of America N/A None (or less Dividends $15,001 -

than $1,001) $50,000

77 Citigroup N/A $1,001 - $15,000 None (or less

than $201)

78 J.P. Morgan N/A $1,001 - $15,000 None (or less

than $201)

79 REGIONS FINANCIAL CORP NT DTD N/A $15,001 - Interest $2,501 - $5,000

12/05/2007 7.375% DUE 12/10/2037 (bond) $50,000

80 GMAC 8% NOV 01 2031 DTD 12/31/2008 N/A $15,001 - Interest $2,501 - $5,000
(bond) $50,000

Barr, William Pelham - Page 13

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

81 CCO HOLDINGS LLC/CCO HOLDINGS CAP N/A $15,001 - Interest $1,001 - $2,500
CORP 5.750% 01/15/2024 DTD 05/03/2013 $50,000
(bond)

82 ROYAL BK SCOTLND GRP PLC 6.125% N/A $15,001 - Interest $1,001 - $2,500
12/15/2022 DTD 12/04/2012 (bond) $50,000

83 DISH Network Corp. 6 3/4% JUN 01 2021 N/A $1,001 - $15,000 Interest $201 - $1,000
DTD 05/05/2011 (bond)

84 NOKIA CORP 5 3/8% MAY 15 2019 DTD N/A $1,001 - $15,000 Interest $201 - $1,000
05/07/2009 (bond)

85 TRANSMONTAIGE PARTNERS 6.125% N/A $1,001 - $15,000 None (or less

02/15/2026 DTD 02/12/2018 (bond) than $201)

86 AMERIGAS PARTNERS, LP 5.875% N/A $1,001 - $15,000 Interest $201 - $1,000

08/20/2026 DTD 06/27/2016 (bond)

87 TECK RESOURCES LIMITED 6% AUG 15 2040 N/A $1,001 - $15,000 Interest $201 - $1,000
DTD 08/17/2010 (bond)

88 REYNOLDS GRP HOLDINGS 144A 5.75% OCT N/A $1,001 - $15,000 None (or less
15 2020 DTD 09/28/2012 (bond) than $201)

89 AVIS BUDGET CAR/FINANCE 5.500% N/A $1,001 - $15,000 None (or less
04/01/2023 DTD 04/03/2013 (bond) than $201)

90 CARPENTER TECHNOLOGY 4.450% N/A $1,001 - $15,000 None (or less

03/01/2023 DTD 02/26/2013 (bond) than $201)

91 WPX ENERGY INC 6% JAN 15 2022 DTD N/A $1,001 - $15,000 Interest $201 - $1,000
06/21/2012 (bond)

92 LAMAR ADVERTISING CO 5.000% 05/01/2023 N/A $1,001 - $15,000 None (or less
DTD 10/30/2012 (bond) than $201)

93 VERISIGN INC 5.250% 04/01/2025 DTD N/A $1,001 - $15,000 None (or less
07/09/2015 (bond) than $201)

94 CLEAR CHANNEL WORLDWIDE HOLDINGS N/A $1,001 - $15,000 Interest $201 - $1,000
6.500% 11/15/2022 DTD 07/17/2013 (bond)

Barr, William Pelham - Page 14

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

95 NRG ENERGY INC 6.625% 01/15/2027 DTD N/A $1,001 - $15,000 Interest $201 - $1,000
08/02/2016 (bond)

96 NETFLIX INC 5.875% 02/15/2025 DTD N/A $1,001 - $15,000 None (or less
02/05/2015 (bond) than $201)

97 MERITAGE HOMES CORP 7% APR 01 2022 N/A $1,001 - $15,000 Interest $201 - $1,000
DTD 08/06/2012 (bond)

98 CF INDUSTRIES HOLDING INC 7 1/8% MAY N/A $1,001 - $15,000 Interest $201 - $1,000
01 2020 DTD 04/23/2010 (bond)

99 ALCOA CORP NT DTD 01/25/2007 5.95% N/A $1,001 - $15,000 Interest $201 - $1,000
DUE 02/01/2037 (bond)

100 DCP MIDSTREAM PARTNERS 3.875% N/A $1,001 - $15,000 Interest $201 - $1,000
03/15/2023 DTD 03/14/2013 (bond)

101 COVANTA HOLDING CORP 5.875% N/A $1,001 - $15,000 Interest $201 - $1,000
03/01/2024 DTD 03/06/2014 (bond)

102 DELL INC 4 5/8% APR 01 2021 DTD N/A $1,001 - $15,000 None (or less
03/31/2011 (bond) than $201)

103 ENLINK MIDSTREAM PARTNER 5.600% N/A $1,001 - $15,000 None (or less
04/01/2044 DTD 03/19/2014 (bond) than $201)

104 RADIAN GROUP INC 5.250% 06/15/2020 N/A $1,001 - $15,000 Interest $201 - $1,000
DTD 06/19/2015 (bond)

105 NEWFIELD EXPLORATION CO 5.625% JUL 01 N/A $1,001 - $15,000 Interest $1,001 - $2,500
2024 DTD 06/26/2012 (bond)

106 VISTRA ENERGY CORP 7.625% 11/01/2024 N/A $1,001 - $15,000 None (or less
DTD 08/17/2015 (bond) than $201)

107 M/I HOMES INC 5.625% 08/01/2025 DTD N/A $1,001 - $15,000 None (or less
10/13/2017 (bond) than $201)

108 AMERIGAS PARTNERS, LP 5.500% N/A $1,001 - $15,000 Interest $201 - $1,000
05/20/2025 DTD 12/28/2016 (bond)

Barr, William Pelham - Page 15

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

109 NABORS INDUSTRIES LTD. 4.625% SEP 15 N/A $1,001 - $15,000 Interest $201 - $1,000
2021 DTD 08/23/2011 (bond)

110 FREEPORT-MCMORAN INC. 5.450% N/A $1,001 - $15,000 Interest $201 - $1,000
03/15/2043 DTD 09/15/2013 (bond)

111 WPX ENERGY INC SR NTS 5.75% 06/01/2026 N/A $1,001 - $15,000 None (or less
DTD 05/23/2018 (bond) than $201)

112 ALCOA CORP 5.9% FEB 01 2027 DTD N/A $1,001 - $15,000 Interest $201 - $1,000
01/25/2007 (bond)

113 CRESTWOOD MIDSTREAM PART 6.250% N/A $1,001 - $15,000 Interest $201 - $1,000
04/01/2023 DTD 07/14/2016 (bond)

114 SPRINGLEAF FINANCE CORP 6.125% N/A $1,001 - $15,000 None (or less
05/15/2022 DTD 05/15/2017 (bond) than $201)

115 HILTON GRAND VACA LLC/IN 6.125% N/A $1,001 - $15,000 None (or less
12/01/2024 DTD 01/12/2018 (bond) than $201)

116 GANNETT CO INC 5.125% 10/15/2019 DTD N/A $1,001 - $15,000 Interest $201 - $1,000
10/03/2013 (bond)

117 VERISIGN INC 4.625% 05/01/2023 DTD N/A $1,001 - $15,000 Interest $201 - $1,000
04/16/2013 (bond)

118 TOLL BROS FINANCE CORP 5 7/8% FEB 15 N/A $1,001 - $15,000 Interest $201 - $1,000
2022 DTD 02/07/2012 (bond)

119 CHENIERE CORPUS CHRISTI HOLDINGS, LLC N/A $1,001 - $15,000 Interest $201 - $1,000
5.875% 03/31/2025 DTD 12/09/2016 (bond)

120 TELECOM ITALIA CAPITAL 6% 09/30/2034 N/A $1,001 - $15,000 Interest $201 - $1,000
DTD 9/30/2005 (bond)

121 GOODYEAR TIRE & RUBBER 4.875% N/A $1,001 - $15,000 Interest $201 - $1,000
03/15/2027 DTD 03/07/2017 (bond)

122 CLEARWATER PAPER CORP 4.500% N/A $1,001 - $15,000 Interest $201 - $1,000
02/01/2023 DTD 01/23/2013 (bond)

Barr, William Pelham - Page 16

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

123 CENOVUS ENERGY INC 4.45% SEP 15 2042 N/A $1,001 - $15,000 Interest $201 - $1,000
DTD 08/17/2012 (bond)

124 ENLINK MIDSTREAM PARTNER 4.850% N/A $1,001 - $15,000 None (or less
07/15/2026 DTD 07/14/2016 (bond) than $201)

125 VIACOM INC VAR RT 02/28/2057 DTD N/A $1,001 - $15,000 None (or less
02/28/2017 (bond) than $201)

126 GRAPHIC PACKAGING HOLDING CO 4.125% N/A $1,001 - $15,000 Interest $201 - $1,000
08/15/2024 DTD 08/11/2016 (bond)

127 HILTON DOMESTIC OPERATING 4.250% N/A $1,001 - $15,000 Interest $201 - $1,000
09/01/2024 DTD 08/07/2017 (bond)

128 NUANCE COMMUNICATIONS 5.625% N/A $1,001 - $15,000 None (or less
12/15/2026 DTD 12/22/2016 (bond) than $201)

129 UNITED RENTALS NORTH AM 5.500% N/A $1,001 - $15,000 Interest $201 - $1,000
07/15/2025 DTD 03/26/2015 (bond)

130 FREEPORT-MCMORAN INC. 4.000% N/A $1,001 - $15,000 Interest $201 - $1,000
11/14/2021 DTD 11/14/2014 (bond)

131 ANTERO RESOURCES CORP 5.125% N/A $1,001 - $15,000 None (or less
12/01/2022 DTD 02/25/2015 (bond) than $201)

132 CYRUSONE LP/CYRUSONE FIN 5.000% N/A $1,001 - $15,000 None (or less
03/15/2024 DTD 09/15/2017 (bond) than $201)

133 B&G FOODS INC 4.625% 06/01/2021 DTD N/A $1,001 - $15,000 Interest $201 - $1,000
06/04/2013 (bond)

134 CENTENE CORP 4.750% 01/15/2025 DTD N/A $1,001 - $15,000 Interest $201 - $1,000
11/09/2016 (bond)

135 TARGA RESOURCES PARTNERS 5.250% N/A $1,001 - $15,000 Interest $201 - $1,000
05/01/2023 DTD 10/25/2012 (bond)

136 NIELSEN FINANCE LLC/CO 4.500% N/A $1,001 - $15,000 Interest $201 - $1,000
10/01/2020 DTD 04/01/2013 (bond)

Barr, William Pelham - Page 17

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

137 CEDAR FAIR LP/CANADA'S W 5.375% N/A $1,001 - $15,000 None (or less
06/01/2024 DTD 05/21/2015 (bond) than $201)

138 TRANSDIGM GROUP INC 6.000% 07/15/2022 N/A $1,001 - $15,000 Interest $201 - $1,000
DTD 10/06/2014 (bond)

139 HCA HEALTHCARE INC 4.250% 10/15/2019 N/A $1,001 - $15,000 Interest $201 - $1,000
DTD 10/17/2014 (bond)

140 AMERICAN AXLE & MFG INC 6.625% OCT 15 N/A $1,001 - $15,000 Interest $201 - $1,000
2022 DTD 09/17/2012 (bond)

141 GANNETT CO INC 5.125% 07/15/2020 DTD N/A $1,001 - $15,000 Interest $201 - $1,000
07/29/2013 (bond)

142 ARAMARK SERVICES INC 5.125% 01/15/2024 N/A $1,001 - $15,000 Interest $201 - $1,000
DTD 12/17/2015 (bond)

143 AECOM 5.875% 10/15/2024 DTD 10/30/2015 N/A $1,001 - $15,000 Interest $201 - $1,000
(bond)

144 SCOTTS MIRACLE-GRO CO 6.000% N/A $1,001 - $15,000 Interest $201 - $1,000
10/15/2023 DTD 10/15/2016 (bond)

145 CLEAR CHANNEL WORLDWIDE 6.500% N/A $1,001 - $15,000 Interest $201 - $1,000
11/15/2022 DTD 07/17/2013 (bond)

146 ANIXTER INTERNATIONAL INC 5.125% N/A $1,001 - $15,000 Interest $201 - $1,000
10/01/2021 DTD 09/23/2014 (bond)

147 CHOICE HOTELS INTL INC 5.75% JUL 01 2022 N/A $1,001 - $15,000 Interest $201 - $1,000
DTD 06/27/2012 (bond)

148 GOODYEAR TIRE & RUBBER 5.000% N/A $1,001 - $15,000 Interest $201 - $1,000
05/31/2026 DTD 05/13/2016 (bond)

149 RADIAN GROUP INC 4.500% 10/01/2024 N/A $1,001 - $15,000 Interest $201 - $1,000
DTD 09/26/2017 (bond)

150 COMMERCIAL METALS CO 4.875% N/A $1,001 - $15,000 Interest $201 - $1,000
05/15/2023 DTD 05/20/2013 (bond)

Barr, William Pelham - Page 18

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

151 GROUP 1 AUTOMOTIVE INC 5.000% N/A $1,001 - $15,000 None (or less
06/01/2022 DTD 06/15/2015 (bond) than $201)

152 CNO FINANCIAL GROUP INC 5.250% N/A $1,001 - $15,000 None (or less
05/30/2025 DTD 05/19/2015 (bond) than $201)

153 ICAHN ENTERPRISES LP/FIN 6.375% N/A $1,001 - $15,000 None (or less
12/15/2025 DTD 02/08/2018 (bond) than $201)

154 CF INDUSTRIES HOLDINGS INC 5.150% N/A $1,001 - $15,000 Interest $201 - $1,000
03/15/2034 DTD 03/11/2014 (bond)

155 DIAMONDBACK ENERGY INC 5.375% N/A $1,001 - $15,000 None (or less
05/31/2025 DTD 07/24/2017 (bond) than $201)

156 CDK GLOBAL INC SR NTS 5.875% 06/15/2026 N/A $1,001 - $15,000 None (or less
DTD 06/18/2018 (bond) than $201)

157 WESTERN DIGITAL CORP 4.750% 02/15/2026 N/A $1,001 - $15,000 None (or less
DTD 02/13/2018 (bond) than $201)

158 SPECTRUM BRANDS HOLDINGS INC 5.750% N/A $1,001 - $15,000 Interest $201 - $1,000
07/15/2025 DTD 01/15/2016 (bond)

159 TELEFLEX INC 4.875% 06/01/2026 DTD N/A $1,001 - $15,000 Interest $201 - $1,000
05/16/2016 (bond)

160 UNITED CONTINENTAL HLDGS 5.000% N/A $1,001 - $15,000 Interest $201 - $1,000
02/01/2024 DTD 01/26/2017 (bond)

161 WYNDHAM WORLDWIDE CORP 5.100% N/A $1,001 - $15,000 None (or less
10/01/2025 DTD 09/15/2015 (bond) than $201)

162 GLP CAPITAL LP / FIN II 5.375% 04/15/2026 N/A $1,001 - $15,000 Interest $201 - $1,000
DTD 04/28/2016 (bond)

163 HCA HEALTHCARE INC 4.75% MAY 01 2023 N/A $1,001 - $15,000 Interest $201 - $1,000
DTD 10/23/2012 (bond)

164 TENET HEALTHCARE CORP 6.000% N/A $1,001 - $15,000 Interest $201 - $1,000
10/01/2020 DTD 09/27/2013 (bond)

Barr, William Pelham - Page 19

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

165 LAMAR ADVERTISING CO 5.750% 02/01/2026 N/A $1,001 - $15,000 None (or less
DTD 08/01/2016 (bond) than $201)

166 EMBARQ CORP NOTES 7.995% JUN 1 2036 N/A $1,001 - $15,000 Interest $1,001 - $2,500
DTD 5/17/2006 (bond)

167 NOKIA OYJ 4.375% 06/12/2027 DTD N/A $1,001 - $15,000 Interest $201 - $1,000
06/12/2017 (bond)

168 MURPHY OIL CORP 6.875% 08/15/2024 DTD N/A $1,001 - $15,000 Interest $201 - $1,000
08/17/2016 (bond)

169 FREEPORT-MCMORAN INC. 3.875% N/A $1,001 - $15,000 Interest $201 - $1,000
03/15/2023 DTD 09/15/2013 (bond)

170 UNIT CORP 6 5/8% MAY 15 2021 DTD N/A $1,001 - $15,000 Interest $201 - $1,000
05/18/2011 (bond)

171 RANGE RESOURCES CORP 4.875% N/A $1,001 - $15,000 Interest $201 - $1,000
05/15/2025 DTD 04/08/2016 (bond)

172 TELECOM ITALIA CAPITAL 7.721% JUN 4 N/A $1,001 - $15,000 Interest $201 - $1,000
2038 DTD 06/04/2008 (bond)

173 LENNAR CORP 4.500% 06/15/2019 DTD N/A $1,001 - $15,000 Interest $201 - $1,000
02/12/2014 (bond)

174 CHEMOURS CO 7.000% 05/15/2025 DTD N/A $1,001 - $15,000 Interest $201 - $1,000
05/17/2016 (bond)

175 NRG YIELD OPERATING LLC 5.375% N/A $1,001 - $15,000 Interest $201 - $1,000
08/15/2024 DTD 07/21/2015 (bond)

176 CDW LLC/CDW FINANCE 5.000% 09/01/2025 N/A $1,001 - $15,000 Interest $201 - $1,000
DTD 03/02/2017 (bond)

177 POLYONE CORP 5.250% 03/15/2023 DTD N/A $1,001 - $15,000 None (or less
09/15/2013 (bond) than $201)

178 MASTEC INC 4.875% 03/15/2023 DTD N/A $1,001 - $15,000 Interest $201 - $1,000
03/18/2013 (bond)

Barr, William Pelham - Page 20

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

179 AES CORPORATION 4.875% 05/15/2023 DTD N/A $1,001 - $15,000 Interest $201 - $1,000
04/30/2013 (bond)

180 WELLCARE HEALTH PLANS 5.250% N/A $1,001 - $15,000 Interest $201 - $1,000
04/01/2025 DTD 03/22/2017 (bond)

181 SM ENERGY CO 5.625% 06/01/2025 DTD N/A $1,001 - $15,000 None (or less
05/21/2015 (bond) than $201)

182 CENTENE CORP 4.750% 05/15/2022 DTD N/A $1,001 - $15,000 Interest $201 - $1,000
04/29/2014 (bond)

183 CIT GROUP INC 5% AUG 15 2022 DTD N/A $1,001 - $15,000 Interest $201 - $1,000
08/03/2012 (bond)

184 SERVICE CORP INTL 5.375% 05/15/2024 DTD N/A $1,001 - $15,000 Interest $1,001 - $2,500
10/03/2014 (bond)

185 SPRINGLEAF FINANCE CORP 6.875% N/A $1,001 - $15,000 None (or less
03/15/2025 DTD 03/12/2018 (bond) than $201)

186 SOUTHWESTERN ENERGY CO 4.950% N/A $1,001 - $15,000 Interest $201 - $1,000
01/23/2025 DTD 01/23/2015 (bond)

187 CINEMARK USA INC 5.125% 12/15/2022 DTD N/A $1,001 - $15,000 Interest $201 - $1,000
05/23/2013 (bond)

188 BLUE CUBE SPINCO INC 9.750% 10/15/2023 N/A $1,001 - $15,000 Interest $1,001 - $2,500
DTD 10/03/2016 (bond)

189 TENET HEALTHCARE CORPORATION 4.500% N/A $1,001 - $15,000 Interest $201 - $1,000
04/01/2021 DTD 09/13/2013 (bond)

190 ADT INC. 4.125% 06/15/2023 DTD N/A $1,001 - $15,000 Interest $201 - $1,000
01/14/2013 (bond)

191 PTC INC 6.000% 05/15/2024 DTD N/A $1,001 - $15,000 Interest $1,001 - $2,500
05/12/2016 (bond)

192 HCA HEALTHCARE INC 5.500% 06/15/2047 N/A $1,001 - $15,000 Interest $201 - $1,000
DTD 06/22/2017 (bond)

Barr, William Pelham - Page 21

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

193 CROWN AMER/CAP CORP IV 4.500% N/A $1,001 - $15,000 Interest $1,001 - $2,500
01/15/2023 DTD 11/19/2013 (bond)

194 ICAHN ENTERPRISES LP/FIN 6.750% N/A $15,001 - Interest $201 - $1,000
02/01/2024 DTD 05/24/2017 (bond) $50,000

195 CIT GROUP INC 5.000% 08/01/2023 DTD N/A $15,001 - Interest $1,001 - $2,500
08/01/2013 (bond) $50,000

196 UNITED RENTALS NORTH AM 5.500% N/A $15,001 - Interest $201 - $1,000
05/15/2027 DTD 11/07/2016 (bond) $50,000

197 TECK COMINCO LIMITED NOTES 6 1/8% OCT N/A $15,001 - Interest $1,001 - $2,500
1 2035 DTD 9/28/2005 (bond) $50,000

198 L BRANDS INC 5.625% 10/15/2023 DTD N/A $15,001 - Interest $201 - $1,000
10/16/2013 (bond) $50,000

199 EQUINIX INC 5.875% 01/15/2026 DTD N/A $15,001 - Interest $201 - $1,000
12/04/2015 (bond) $50,000

200 CENTURYLINK INC 5.8% MAR 15 2022 DTD N/A $15,001 - Interest $1,001 - $2,500
03/12/2012 (bond) $50,000

201 ARCONIC INC 5.125% 10/01/2024 DTD N/A $15,001 - Interest $201 - $1,000
09/22/2014 (bond) $50,000

202 BALL CORP 4.000% 11/15/2023 DTD N/A $15,001 - Interest $1,001 - $2,500
05/16/2013 (bond) $50,000

203 DISH Network Corp. 7/8% SEP 01 2019 DTD N/A $15,001 - Interest $2,501 - $5,000
08/17/2009 (bond) $50,000

204 T-MOBILE USA INC 6.375% 03/01/2025 DTD N/A $15,001 - Interest $1,001 - $2,500
09/05/2014 (bond) $50,000

205 MGM RESORTS INTL 6.625% 12/15/2021 N/A $15,001 - Interest $1,001 - $2,500
DTD 12/20/2012 (bond) $50,000

206 ENERGY TRANSFER EQUITY 7 1/2% OCT 15 N/A $15,001 - Interest $2,501 - $5,000
2020 DTD 09/20/2010 (bond) $50,000

Barr, William Pelham - Page 22

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

207 EMC CORP 3.375% 06/01/2023 DTD N/A $15,001 - Interest $1,001 - $2,500
06/06/2013 (bond) $50,000

208 ICAHN ENTERPRISES LP/FIN 6.00% N/A None (or less Interest $201 - $1,000
08/01/2020 DTD 08/01/2013 (bond) than $1,001)

209 CCO HLDGS LLC/CAP CORP 6 5/8% JAN 31 N/A None (or less Interest $201 - $1,000
2022 DTD 01/26/2012 (bond) than $1,001)

210 TESORO LOGISTICS LP/CORP 5.875% N/A None (or less Interest $201 - $1,000
10/01/2020 DTD 04/01/2013 (bond) than $1,001)

211 TESORO LOGISTICS LP/CORP 5.250% N/A None (or less Interest $201 - $1,000
01/15/2025 DTD 12/02/2016 (bond) than $1,001)

212 WINDSTREAM CORP 7 3/4% OCT 01 2021 N/A None (or less Interest $201 - $1,000
DTD 03/28/2011 (bond) than $1,001)

213 WESTERN DIGITAL CORP (bond) N/A None (or less Interest $201 - $1,000
than $1,001)

214 VULCAN MATERIALS 7 1/2% JUN 15 2021 N/A None (or less Interest $201 - $1,000
DTD 06/14/2011 (bond) than $1,001)

215 TRIUMPH GROUP INC 4.875% 04/01/2021 N/A None (or less Interest $1,001 - $2,500
DTD 07/26/2013 (bond) than $1,001)

216 TRANSOCEAN INC 7 1/8% DEC 15 2021 DTD N/A None (or less Interest $201 - $1,000
12/05/2011 (bond) than $1,001)

217 T-MOBILE USA INC 6.836% 04/28/2023 DTD N/A None (or less Interest $201 - $1,000
10/16/2013 (bond) than $1,001)

218 T-MOBILE USA INC 6.731% 04/28/2022 DTD N/A None (or less Interest $201 - $1,000
10/16/2013 (bond) than $1,001)

219 STANDARD PACIFIC CORP 5.875% N/A None (or less Interest $201 - $1,000
11/15/2024 DTD 11/06/2014 (bond) than $1,001)

220 SPRINT NEXTEL CORP SR NOTES 8 3/8% N/A None (or less Interest $1,001 - $2,500
AUG 15 2017 DTD 08/13/2009 (bond) than $1,001)

Barr, William Pelham - Page 23

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

221 SMITHFIELD FOODS INC SR NOTES 7 3/4% N/A None (or less Interest $201 - $1,000
JUL 1 2017 DTD 6/22/2007 (bond) than $1,001)

222 SALLY HOLDINGS/SALLY CAP 5.75% JUN 01 N/A None (or less Interest $201 - $1,000
2022 DTD 05/18/2012 (bond) than $1,001)

223 ROYAL CARIBBEAN CRUISES 5.250% N/A None (or less Interest $1,001 - $2,500
11/15/2022 DTD 11/07/2012 (bond) than $1,001)

224 ENERGY TRANSFER PARTNERS, LLP 6 1/2% N/A None (or less Interest $201 - $1,000
JUL 15 2021 DTD 05/26/2011 (bond) than $1,001)

225 PVH CORP 4.500% 12/15/2022 DTD N/A None (or less Interest $201 - $1,000
12/20/2012 (bond) than $1,001)

226 PRECISION DRILLING CORP 6.625% N/A None (or less Interest $201 - $1,000
11/15/2020 DTD 05/15/2011 AS OF 11/15/17 than $1,001)
(bond)

227 PINN FOODS FIN LLC/CORP 5.875% N/A None (or less Interest $201 - $1,000
01/15/2024 DTD 07/15/2016 (bond) than $1,001)

228 LIMITED BRANDS INC 8 1/2% JUN 15 2019 N/A None (or less Interest $2,501 - $5,000
DTD 12/15/2009 (bond) than $1,001)

229 LIFEPOINT HOSPITALS INC 5.500% N/A None (or less Interest $201 - $1,000
12/01/2021 DTD 09/19/2014 TO than $1,001)
CORPORATE ACTION CONTRA (bond)

230 AIRCASTLE LTD 6.75% APR 15 2017 DTD N/A None (or less Interest $201 - $1,000
06/06/2012 (bond) than $1,001)

231 AIRCASTLE LTD 7.625% APR 15 2020 DTD N/A None (or less Interest $201 - $1,000
06/06/2012 (bond) than $1,001)

232 ALCOA CORP 5.125% 10/01/2024 DTD N/A None (or less Interest $201 - $1,000
09/22/2014 (bond) than $1,001)

233 ALCOA CORP 5.4% APR 15 2021 DTD N/A None (or less Interest $201 - $1,000
04/21/2011 (bond) than $1,001)

234 AMKOR TECHNOLOGIES INC 6 5/8% JUN 01 N/A None (or less Interest $201 - $1,000
2021 DTD 05/20/2011 (bond) than $1,001)

Barr, William Pelham - Page 24

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

235 ARCELORMITTAL 6.75% 03/01/2041 DTD N/A None (or less Interest $201 - $1,000
03/07/2011 (bond) than $1,001)

236 ARCELORMITTALSTEP CPN 02/25/2022 DTD N/A None (or less Interest $1,001 - $2,500
02/28/2012 (bond) than $1,001)

237 ARCONIC INC5.4% APR 15 2021 DTD N/A None (or less Interest $201 - $1,000
04/21/2011 (bond) than $1,001)

238 CELANESE US HOLDINGS LLC 4.625% N/A None (or less Interest $201 - $1,000
11/15/2022 DTD 11/13/2012 (bond) than $1,001)

239 CABLEVISION SYSTEMS CORP SR NOTES 7 N/A None (or less Interest $201 - $1,000
3/4% APR 15 2018 DTD 04/15/2010 (bond) than $1,001)

240 CIT GROUP INC5 1/4% MAR 15 2018 DTD N/A None (or less Interest $201 - $1,000
03/15/2012 (bond) than $1,001)

241 CIT GROUP INCSR NOTES 5.375% MAY 15 N/A None (or less Interest $201 - $1,000
2020 DTD 05/04/2012 (bond) than $1,001)

242 CONCHO RESOURCES INC 5.5% APR 01 N/A None (or less Interest $201 - $1,000
2023 DTD 08/17/2012 (bond) than $1,001)

243 CONSTELLATION BRANDS INC 7 1/4% MAY N/A None (or less Interest $201 - $1,000
15 2017 DTD 11/15/2007 (bond) than $1,001)

244 CONTINENTAL RESOURCES 5% SEP 15 2022 N/A None (or less Interest $201 - $1,000
DTD 08/14/2012 (bond) than $1,001)

245 COVANTA HOLDING CORP 6 3/8% OCT 01 N/A None (or less Interest $201 - $1,000
2022 DTD 03/19/2012 (bond) than $1,001)

246 CROWN CASTLE INTL CORP 5.250% N/A None (or less Interest $201 - $1,000
01/15/2023 DTD 10/15/2012 (bond) than $1,001)

247 CST BRANDS INC 5.000% 05/01/2023 DTD N/A None (or less Interest $201 - $1,000
11/01/2013 (bond) than $1,001)

248 D.R. HORTON INC 4.375% SEP 15 2022 DTD N/A None (or less Interest $201 - $1,000
09/14/2012 (bond) than $1,001)

Barr, William Pelham - Page 25

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

249 DIAMOND OFFSHORE DRILL 7.875% N/A None (or less Interest $201 - $1,000
08/15/2025 DTD 08/15/2017 (bond) than $1,001)

250 E TRADE FINANCIAL CORP 5.375% N/A None (or less Interest $201 - $1,000
11/15/2022 DTD 11/17/2014 (bond) than $1,001)

251 FLEXTRONICS INTL LTD 144A 5.000% N/A None (or less Interest $201 - $1,000
02/15/2023 DTD 02/20/2013 (bond) than $1,001)

252 FRONTIER COMMUNICATIONS SR NOTES 8 N/A None (or less Interest $1,001 - $2,500
1/8% OCT 01 2018 DTD 10/01/2009 (bond) than $1,001)

253 GOODYEAR TIRE & RUBBER 7% MAY 15 2022 N/A None (or less Interest $201 - $1,000
DTD 02/28/2012 (bond) than $1,001)

254 INTL LEASE FINANCE CORP 8 1/4% DEC 15 N/A None (or less Interest $2,501 - $5,000
2020 DTD 12/07/2010 (bond) than $1,001)

255 LAMAR ADVERTISING CO 5.875% FEB 01 N/A None (or less Interest $1,001 - $2,500
2022 DTD 07/27/2012 (bond) than $1,001)

256 NDI Healthcare Fund Yes $250,001 - $15,001 -

$500,000 $50,000

257 ILM Capital Fund Yes $1,001 - $15,000 $2,501 - $5,000

258 U.S. bank account (cash) #2 N/A $100,001 - None (or less
$250,000 than $201)

259 Intentionally Defective Grantor Trust #1 No

259.1 MetLife whole life insurance policy N/A $1,000,001 - None (or less
$5,000,000 than $201)

260 Barr Family LLC See Endnote No

260.1 VA State Commonwealth Transportation N/A $250,001 - Interest $15,001 -

(bond) $500,000 $50,000

260.2 SPDR S&P 500 ETF (SPY) Yes $100,001 - $5,001 - $15,000
$250,000

Barr, William Pelham - Page 26

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

260.3 SPDR S&P MidCap 400 ETF (MDY) Yes $100,001 - $2,501 - $5,000
$250,000

260.4 J.P. Morgan High Yield Fund (OHYFX) Yes $100,001 - $5,001 - $15,000
$250,000

260.5 J.P. Morgan Strategic Income Opportunity Yes $100,001 - $2,501 - $5,000
Fund (JSOSX) $250,000

260.6 Dominion Energy, Inc. (D) N/A $500,001 - Dividends $15,001 -

$1,000,000 $50,000

260.7 J.P. Morgan Global Bond Opportunities Yes $250,001 - $15,001 -

(GBOSX) $500,000 $50,000

260.8 MA ST Clean Water (bond) N/A $250,001 - Interest $15,001 -

$500,000 $50,000

260.9 Fairfax County, VA (bond) N/A $100,001 - Interest $15,001 -

$250,000 $50,000

260.10 NiSource (preferred stock) N/A $100,001 - Dividends $5,001 - $15,000

$250,000

260.11 Chicago, IL (bond) N/A $100,001 - Interest $15,001 -

$250,000 $50,000

260.12 SPDR Gold Shares ETF (GLD) N/A $100,001 - None (or less
$250,000 than $201)

260.13 AT&T (T) N/A $100,001 - Dividends $5,001 - $15,000

$250,000

260.14 Citigroup (preferred stock) N/A $100,001 - Dividends $15,001 -

$250,000 $50,000

260.15 North Texas TWY (bond) N/A $100,001 - Interest $5,001 - $15,000
$250,000

260.16 Fairfax County, VA (bond) N/A $100,001 - Interest $5,001 - $15,000

$250,000

Barr, William Pelham - Page 27

# DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

260.17 University of Virginia (bond) N/A $100,001 - Interest $5,001 - $15,000

$250,000

260.18 Fairfax County, VA (bond) N/A $100,001 - Interest $5,001 - $15,000

$250,000

260.19 J.P. Morgan Floating Rate Income Fund Yes $100,001 - $5,001 - $15,000
(JPHSX) $250,000

260.20 Wells Fargo (preferred stock) N/A $50,001 - Dividends $5,001 - $15,000
$100,000

260.21 Deutsche Bank Structured Equity Note Euro N/A $50,001 - None (or less
Stoxx 50 Index $100,000 than $201)

260.22 U.S. bank account (cash) #3 N/A $250,001 - Interest $2,501 - $5,000
$500,000

260.23 Bank of America (preferred stock) N/A $100,001 - Dividends $5,001 - $15,000
$250,000

260.24 Fairfax County, VA (bond) N/A None (or less Interest $5,001 - $15,000
than $1,001)

260.25 Dominion Energy Midstream Partners (DM) N/A None (or less Dividends $15,001 -
than $1,001) Capital Gains $50,000

260.26 Time Warner Inc. (TWX) N/A None (or less Dividends $100,001 -
than $1,001) Capital Gains $1,000,000

260.27 Washington State (bond) N/A None (or less Interest $5,001 - $15,000
than $1,001)

260.28 Duanesburg NY (bond) N/A None (or less Interest $2,501 - $5,000
than $1,001)

260.29 Loudoun County, VA (bond) N/A None (or less Interest $2,501 - $5,000
than $1,001)

260.30 J.P. Morgan Mortgage Backed Securities Yes None (or less $5,001 - $15,000
(OMBIX) than $1,001)

Barr, William Pelham - Page 28

 # DESCRIPTION EIF VALUE INCOME TYPE INCOME
AMOUNT

260.31 Charlottesville, VA (bond) N/A None (or less Interest $2,501 - $5,000
than $1,001)

260.32 J.P. Morgan (preferred stock) N/A $100,001 - Dividends $1,001 - $2,500
$250,000

260.33 J.P. Morgan (preferred stock) N/A $100,001 - Dividends $5,001 - $15,000
$250,000

260.34 J.P. Morgan (preferred stock) N/A $50,001 - Dividends $5,001 - $15,000
$100,000

260.35 Bank of America (preferred stock) N/A None (or less Dividends $5,001 - $15,000
than $1,001)

260.36 J.P. Morgan Prime Money Market Fund Yes $1,000,001 - $15,001 -
(VPMXX) $5,000,000 $50,000

261 VA State Commonwealth Transportation N/A $250,001 - Interest $15,001 -

(bond) $500,000 $50,000

7. Transactions

(N/A) - Not required for this type of report

8. Liabilities
# CREDITOR NAME TYPE AMOUNT YEAR RATE TERM
INCURRED

1 CAP IV Private Investors, LLC See Endnote Investment fund $15,001 - 2014 0 On demand
commitment $50,000

2 Benefit Street Partners IV, LLC Investment fund $250,001 - 2016 0 On demand
commitment $500,000

Barr, William Pelham - Page 29

# CREDITOR NAME TYPE AMOUNT YEAR RATE TERM
INCURRED

3 Cerberus VI Private Investors, LLC Investment fund $15,001 - 2015 0 On demand

commitment $50,000

4 BSREP II Private Investors, LLC Investment fund $100,001 - 2015 0 On demand

commitment $250,000

5 HPS Mezzanine III Private Investors, LLC Investment fund $100,001 - 2016 0 On demand
commitment $250,000

6 SLA Private Investors Investment fund $500,001 - 2018 0 On demand

commitment $1,000,000

7 CAP V Private Investors Investment fund $500,001 - 2018 0 On demand

commitment $1,000,000

8 Providence TMT Debt Opportunity Private Investment fund $500,001 - 2018 0 On demand
Investors, LLC commitment $1,000,000

9 NDI Healthcare Fund Investment fund $100,001 - 2010 0 On demand

commitment $250,000

10 Bank of America Visa Credit Card $15,001 - 2018 variable revolving

$50,000

11 American Express Credit Card $15,001 - 2018 variable revolving

$50,000

12 PEG Digital Growth Fund II See Endnote Investment fund $10,001 - 2014 0 On demand
commitment $15,000

13 Providence Debt III Private Investors, LLC See Endnote Investment fund $15,001 - 2015 0 On demand
commitment $50,000

14 BCP VI Private Investors, LLC See Endnote Investment fund $50,001 - 2011 0 On demand
commitment $100,000

15 Angelo Gordon Opportunistic Whole Loan See Endnote Investment fund $50,001 - 2015 0 On demand
Select Fund commitment $100,000

16 Starwood SOF VIII Private Investors, LLC See Endnote Investment fund $50,001 - 2008 0 On demand
commitment $100,000

Barr, William Pelham - Page 30

 # CREDITOR NAME TYPE AMOUNT YEAR RATE TERM
INCURRED

17 GIF IV Private Investors, LLC See Endnote Investment fund $15,001 - 2011 0 On demand
commitment $50,000

18 Blackstone GSO Private Investors, LLC See Endnote Investment fund $50,001 - 2010 0 On demand
commitment $100,000

19 Providence VIII Private Investors See Endnote Investment fund $500,001 - 2018 0 On demand
commitment $1,000,000

20 Providence VII Private Investors Investment fund $100,001 - 2011 0 On demand

commitment $250,000

21 ILM Capital Investment fund $500,001 - 2017 0 On demand

commitment $1,000,000

9. Gifts and Travel Reimbursements

(N/A) - Not required for this type of report

Endnotes
PART # ENDNOTE

1. 8 Organization supports competitions for bagpipers.

1. 12 Filer received no compensation and this entity holds no assets.

2. 10.3 This asset is no longer held.

2. 12 Common stock issued pursuant to board member position.

2. 15 2,000 common shares will be received upon resignation from the board pursuant to company policy.

3. 1 Start date is approximate.

Barr, William Pelham - Page 31

PART # ENDNOTE

4. 9 The only compensation from this source during the reporting period was payment of a life insurance
premium in 2016 as an executive benefit.

5. 1 Itemized income information is not provided to the filer or the filer's spouse.

6. 260 This LLC is owned 1% by the filer and his spouse, and 33% each by intentionally defective grantor trust
#2, intentionally defective grantor trust #3, and intentionally defective grantor trust #4. These trusts
have no other holdings.

8. 1 Capital commitment completed by December 31, 2018.

8. 12 Capital commitment completed by December 31, 2018.

8. 13 Capital commitment completed by December 31, 2018.

8. 14 Capital commitment completed by December 31, 2018.

8. 15 Capital commitment completed by December 31, 2018.

8. 16 Capital commitment completed by December 31, 2018.

8. 17 Capital commitment completed by December 31, 2018.

8. 18 Capital commitment completed by December 31, 2018.

8. 19 Capital commitment completed by December 31, 2018.

Barr, William Pelham - Page 32

Summary of Contents

1. Filer's Positions Held Outside United States Government

Part 1 discloses positions that the filer held at any time during the reporting period (excluding positions with the United States Government). Positions are reportable
even if the filer did not receive compensation.

This section does not include the following: (1) positions with religious, social, fraternal, or political organizations; (2) positions solely of an honorary nature; (3) positions
held as part of the filer's official duties with the United States Government; (4) mere membership in an organization; and (5) passive investment interests as a limited
partner or non-managing member of a limited liability company.

2. Filer's Employment Assets & Income and Retirement Accounts

Part 2 discloses the following:

● Sources of earned and other non-investment income of the filer totaling more than $200 during the reporting period (e.g., salary, fees, partnership share,
honoraria, scholarships, and prizes)
● Assets related to the filer's business, employment, or other income-generating activities that (1) ended the reporting period with a value greater than $1,000 or (2)
produced more than $200 in income during the reporting period (e.g., equity in business or partnership, stock options, retirement plans/accounts and their
underlying holdings as appropriate, deferred compensation, and intellectual property, such as book deals and patents)

This section does not include assets or income from United States Government employment or assets that were acquired separately from the filer's business,
employment, or other income-generating activities (e.g., assets purchased through a brokerage account). Note: The type of income is not required if the amount of
income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF).

3. Filer's Employment Agreements and Arrangements

Part 3 discloses agreements or arrangements that the filer had during the reporting period with an employer or former employer (except the United States
Government), such as the following:

● Future employment
● Leave of absence
● Continuing payments from an employer, including severance and payments not yet received for previous work (excluding ordinary salary from a current employer)
● Continuing participation in an employee welfare, retirement, or other benefit plan, such as pensions or a deferred compensation plan
● Retention or disposition of employer-awarded equity, sharing in profits or carried interests (e.g., vested and unvested stock options, restricted stock, future share of
a company's profits, etc.)

Barr, William Pelham - Page 33

4. Filer's Sources of Compensation Exceeding $5,000 in a Year

Part 4 discloses sources (except the United States Government) that paid more than $5,000 in a calendar year for the filer's services during any year of the reporting
period.

The filer discloses payments both from employers and from any clients to whom the filer personally provided services. The filer discloses a source even if the source
made its payment to the filer's employer and not to the filer. The filer does not disclose a client's payment to the filer's employer if the filer did not provide the services
for which the client is paying.

5. Spouse's Employment Assets & Income and Retirement Accounts

Part 5 discloses the following:

● Sources of earned income (excluding honoraria) for the filer's spouse totaling more than $1,000 during the reporting period (e.g., salary, consulting fees, and
partnership share)
● Sources of honoraria for the filer's spouse greater than $200 during the reporting period
● Assets related to the filer's spouse's employment, business activities, other income-generating activities that (1) ended the reporting period with a value greater
than $1,000 or (2) produced more than $200 in income during the reporting period (e.g., equity in business or partnership, stock options, retirement plans/accounts
and their underlying holdings as appropriate, deferred compensation, and intellectual property, such as book deals and patents)

This section does not include assets or income from United States Government employment or assets that were acquired separately from the filer's spouse's business,
employment, or other income-generating activities (e.g., assets purchased through a brokerage account). Note: The type of income is not required if the amount of
income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). Amounts of income are not required for a spouse's earned income (excluding
honoraria).

6. Other Assets and Income

Part 6 discloses each asset, not already reported, that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in investment
income during the reporting period. For purposes of the value and income thresholds, the filer aggregates the filer's interests with those of the filer's spouse and
dependent children.

This section does not include the following types of assets: (1) a personal residence (unless it was rented out during the reporting period); (2) income or retirement
benefits associated with United States Government employment (e.g., Thrift Savings Plan); and (3) cash accounts (e.g., checking, savings, money market accounts) at a
single financial institution with a value of $5,000 or less (unless more than $200 of income was produced). Additional exceptions apply. Note: The type of income is not
required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF).

7. Transactions

Barr, William Pelham - Page 34

Part 7 discloses purchases, sales, or exchanges of real property or securities in excess of $1,000 made on behalf of the filer, the filer's spouse or dependent child during
reporting period.

This section does not include transactions that concern the following: (1) a personal residence, unless rented out; (2) cash accounts (e.g., checking, savings, CDs, money
market accounts) and money market mutual funds; (3) Treasury bills, bonds, and notes; and (4) holdings within a federal Thrift Savings Plan account. Additional
exceptions apply.

8. Liabilities

Part 8 discloses liabilities over $10,000 that the filer, the filer's spouse or dependent child owed at any time during the reporting period.

This section does not include the following types of liabilities: (1) mortgages on a personal residence, unless rented out (limitations apply for PAS filers); (2) loans
secured by a personal motor vehicle, household furniture, or appliances, unless the loan exceeds the item's purchase price; and (3) revolving charge accounts, such as
credit card balances, if the outstanding liability did not exceed $10,000 at the end of the reporting period. Additional exceptions apply.

9. Gifts and Travel Reimbursements

This section discloses:

● Gifts totaling more than $390 that the filer, the filer's spouse, and dependent children received from any one source during the reporting period.
● Travel reimbursements totaling more than $390 that the filer, the filer's spouse, and dependent children received from any one source during the reporting period.

For purposes of this section, the filer need not aggregate any gift or travel reimbursement with a value of $156 or less. Regardless of the value, this section does not
include the following items: (1) anything received from relatives; (2) anything received from the United States Government or from the District of Columbia, state, or
local governments; (3) bequests and other forms of inheritance; (4) gifts and travel reimbursements given to the filer's agency in connection with the filer's official travel;
(5) gifts of hospitality (food, lodging, entertainment) at the donor's residence or personal premises; and (6) anything received by the filer's spouse or dependent children
totally independent of their relationship to the filer. Additional exceptions apply.

Barr, William Pelham - Page 35

Privacy Act Statement

Title I of the Ethics in Government Act of 1978, as amended (the Act), 5 U.S.C. app. § 101 et seq., as amended by the Stop Trading on Congressional Knowledge Act of
2012 (Pub. L. 112-105) (STOCK Act), and 5 C.F.R. Part 2634 of the U. S. Office of Government Ethics regulations require the reporting of this information. The primary use
of the information on this report is for review by Government officials to determine compliance with applicable Federal laws and regulations. This report may also be
disclosed upon request to any requesting person in accordance with sections 105 and 402(b)(1) of the Act or as otherwise authorized by law. You may inspect
applications for public access of your own form upon request. Additional disclosures of the information on this report may be made: (1) to any requesting person,
subject to the limitation contained in section 208(d)(1) of title 18, any determination granting an exemption pursuant to sections 208(b)(1) and 208(b)(3) of title 18; (2) to
a Federal, State, or local law enforcement agency if the disclosing agency becomes aware of violations or potential violations of law or regulation; (3) to another Federal
agency, court or party in a court or Federal administrative proceeding when the Government is a party or in order to comply with a judge-issued subpoena; (4) to a
source when necessary to obtain information relevant to a conflict of interest investigation or determination; (5) to the National Archives and Records Administration or
the General Services Administration in records management inspections; (6) to the Office of Management and Budget during legislative coordination on private relief
legislation; (7) to the Department of Justice or in certain legal proceedings when the disclosing agency, an employee of the disclosing agency, or the United States is a
party to litigation or has an interest in the litigation and the use of such records is deemed relevant and necessary to the litigation; (8) to reviewing officials in a new
office, department or agency when an employee transfers or is detailed from one covered position to another; (9) to a Member of Congress or a congressional office in
response to an inquiry made on behalf of an individual who is the subject of the record; (10) to contractors and other non-Government employees working on a
contract, service or assignment for the Federal Government when necessary to accomplish a function related to an OGE Government-wide system of records; and (11)
on the OGE Website and to any person, department or agency, any written ethics agreement filed with OGE by an individual nominated by the President to a position
requiring Senate confirmation. See also the OGE/GOVT-1 executive branch-wide Privacy Act system of records.

Public Burden Information

This collection of information is estimated to take an average of three hours per response, including time for reviewing the instructions, gathering the data needed, and
completing the form. Send comments regarding the burden estimate or any other aspect of this collection of information, including suggestions for reducing this
burden, to the Program Counsel, U.S. Office of Government Ethics (OGE), Suite 500, 1201 New York Avenue, NW., Washington, DC 20005-3917.

Pursuant to the Paperwork Reduction Act, as amended, an agency may not conduct or sponsor, and no person is required to respond to, a collection of information
unless it displays a currently valid OMB control number (that number, 3209-0001, is displayed here and at the top of the first page of this OGE Form 278e).

Barr, William Pelham - Page 36