Andrushko and Verano 2008
Andrushko and Verano 2008
Prehistoric Trepanation in the Cuzco Region of Peru: A View Into an Ancient Andean Practice
Valerie A. Andrushko1* and John W. Verano2
1 2
Department of Anthropology, Southern Connecticut State University, New Haven, CT 06515 Department of Anthropology, Tulane University, New Orleans, LA 70118 KEY WORDS trepanation; Inca; cranial trauma; Cuzco apparently reecting improvements in trepanation technique through experimentation and practical experience. Practitioners avoided certain areas of the cranium and employed methods that reduced the likelihood of damage to the cerebral meninges and venous sinuses. In many cases, trepanation as a medical treatment appears to have been prompted by cranial trauma, a nding that corroborates other studies pointing to cranial trauma as a primary motivation for the surgical procedure. Am J Phys Anthropol 137:413, 2008. V 2008 Wiley-Liss, Inc.
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ABSTRACT In this study, patterns of prehistoric trepanation in the southern highlands of Peru were examined through an analysis of 11 Cuzco-region burial sites. Trepanations were found in 66 individuals, with several individuals exhibiting more than one trepanation, for a total of 109 perforations observed. The predominant methods used were circular cutting and scrapingmethods that proved highly successful with an overall 83% survival rate and little ensuing infection. Survival rates showed a signicant increase over time,
The prehistoric practice of trepanation, the surgical removal of part of the cranium, was rst identied in 1865 by E. George Squier, in Cuzco, Peru (Weiss, 1958; Finger and Fernando, 2001). Since that initial discovery, trepanation has been documented in prehistoric and historic settings around the worldfrom Neolithic Europe and the Melanesian Islands to the Near East and parts of Africa (Tello, 1913; Lastres and Cabieses, 1960; England, 1962; Lisowski, 1967; Campillo, 1984; Zias and Pomeranz, 1992; Weber and Wahl, 2006). Trepanation has garnered intense interest, because it represents an early form of cranial surgery practiced well before the advent of modern medicine. Patients often survived the initial surgery and several subsequent surgeries (despite a lack of anesthesia and antibiotics), as shown by individuals with multiple, well-healed trepanations. Peru has produced some of the largest samples of prehistoric trepanned individuals, since trepanation was practiced over a long period of time and across a broad geographical area (Stewart, 1958). The earliest Peruvian trepanations appear on the south coast of Peru circa 400 BC. The practice subsequently spread to various cultures of the Peruvian highlands and continued through the rise of the Inca Empire circa AD 1400 (Verano, 2003b). Moreover, trepanation was almost certainly performed at the time of European conquest in AD 1532, though it was not mentioned in Spanish colonial documents on Inca culture (Rowe, 1946). Geographically, trepanation was concentrated in certain regions of Peru, such as Paracas on the southern Peruvian coast (Tello and Meja Xesspe, 1979), the Huarochiri and Jauyos provinces in the central highlands (Tello, 1913), and Cuzco in the southern highlands (Stewart, 1958). Trepanation was also practiced in the late Prehispanic period in the Chachapoya region of northern highland Peru (Jakobsen et al., 1987; Nystrom, 2007). Proposed explanations for the practice of trepanation in Peru and other regions have varied widely (Clower and Finger, 2001). Many researchers have viewed trepaC V 2008
nation as a medical treatment, thought to alleviate trauma-induced intracranial swelling and other maladies (Ortner and Putschar, 1981; White, 2000). In contrast, other individuals have proposed cultural purposes as an explanation, pointing to its uses to treat mental disorders and to acquire religious amulets of bone (Oakley et al., 1959). In this study, we evaluate possible explanations for trepanation among prehistoric groups living in Cuzco, Peru. Cuzco served as the capital of the Inca Empire, the largest pre-Columbian polity in the New World. The Inca conquered vast territories throughout the Andes in less than a century (AD 14381532) and eventually ruled an area from Ecuador through Peru and into Chile, northwest Argentina, and Bolivia. With a large labor force of conquered peoples and numerous specialists, the Inca made great advances in engineering, arts, astronomy, and the construction of monumental architecture, exemplied by the imperial estate of Machu Picchu. They also excelled in medical treatment, with dedicated practitioners knowledgeable of the medicinal properties of plants such as the coca leaf (Marino and GonzalesPortillo, 2000).
Grant sponsor: National Science Foundation (Dissertation Improvement Grant); Grant number: 0424213; Grant sponsor: Wenner-Gren Foundation for Anthropological Research (Individual Research Grant); Grant number: 7283. *Correspondence to: Valerie A. Andrushko, Department of Anthropology, Southern Connecticut State University, 501 Crescent Street, New Haven, CT 06515, USA. E-mail: andrushkov1@southernct.edu Received 5 September 2007; accepted 18 February 2008 DOI 10.1002/ajpa.20836 Published online 3 April 2008 in Wiley InterScience (www.interscience.wiley.com).
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PREHISTORIC TREPANATION IN CUZCO The present study investigates whether trepanation was used by these prehistoric medical healers to treat patients in the Cuzco region. Two main hypotheses were tested: 1) Trepanations in the Cuzco region were carried out as a medical treatment rather than for cultural purposes; and, if so, 2) The rise of the Inca Empireand consequent medical advancesresulted in increased survival rates for trepanned individuals. To test these hypotheses, a comprehensive analysis was completed on burials from 11 Cuzco-region sites. Six of these sites provided 66 instances of trepanation throughout the department of Cuzco, in both pre-Inca and Inca contexts. Using data collected on trepanation location, morphology, and associated pathological conditions, interpretations are drawn regarding preferred methods and changes in survival rate over timeshedding light on possible reasons for trepanation in the Inca capital of Cuzco.
consistent and small size of the Calca trepanations, most of which had diameters of 45 cm. He determined from his work that trepanation was mainly performed in response to cranial trauma and was carried out by trained practitioners with knowledge of cranial anatomy. Recent studies by Verano of trepanned skulls in various Peruvian and U.S. museums (Verano, unpublished data) have documented a total of 161 trepanned skulls from the Cuzco region. Unfortunately, most of these skulls were collected from burial caves in the late nineteenth and early twentieth centuries, and thus lack good archaeological context and secure dating. The strength of the present study is that the trepanned skulls come from scientically excavated burials with secure provenience and dating.
ber of mortuary contexts (Glowacki and McEwan, 2001). Finally, although Colmay has not been systematically studied, Max Uhle surveyed the site in the early part of the twentieth century and found large imperial Inca rectangular buildings, surrounding platforms, and cave tombs (Uhle, 1909), suggesting a mixed residential and mortuary use for the site. The sites also varied by treatment of interred individuals. At Kanamarca, one trepanned individual was found in an elaborate circular stone tomb, associated with a spondylus necklace and polychrome Inca vessels. In contrast, the mortuary treatment of individuals at the site of Chokepukio was generally unelaborate, although a small number of individuals were recovered with artifacts of bone, ceramics, lithics, and metal (Andrushko et al., 2006). Although some individuals at Cotocotuyoc were buried in elaborate funerary contexts such as oor tombs covered by stone lids (Glowacki, 2002), the two trepanned individuals from Cotocotuyoc were found in a large ossuary. Little is known about the burial treatment of individuals from Aqnapampa and Colmay due to disturbance and preservation issues; however, reconnaissance of the latter site in August 2006 revealed well-preserved architecture in the imperial Inca style, suggesting a high status for some of its occupants. Finally, all of the trepanned individuals from Qotakalli were interred in one Inca building, a funerary context that appears to represent a single reburial event during which hundreds of individuals were relocated into one structure. Grave goods associated with these individuals were mainly small personal items such as tupu pins, needles, and spindle whorls, and no individual showed a noticeable distinction in artifact distribution.
sutures, inferred impact to musculature (modication on or below the temporal and nuchal lines), amount of healing (none, short-term, or long-term), and method of modication (boring, scraping, circular grooving, or linear cutting). These variables were then tabulated to recognize patterns involving location of trepanation and associated trauma against sex and age afliation. Survival rates were calculated by tabulating the total number of trepanations that showed long-term healing and dividing by the total number of trepanations observed.
RESULTS
Of the 411 individuals that met the two criteria for inclusion in the analysis, 66 (16.1%) exhibited at least one complete trepanation with perforation of both the outer and inner table (Table 1). Per cranium, the number of perforations varied from one to seven, for a total of 109 perforations recorded (Table 2, Fig. 2).
Trepanation methods
Of the four types of trepanation methods identied among Andean skeletal collections (linear cutting, circular grooving, scraping, and boring [Verano, 2003b]), circular grooving and scraping predominated in this sample (108 of 109 perforations). With scraping, a wide section of bone was scraped away on the ectocranial surface along with a smaller area on the endocranial surface (see Fig. 3). In contrast, circular grooving involved the removal of a round plug of bone through circular or ovoid incisions. These two methods can be difcult to differentiate (particularly in healed trepanations), as both techniques often resulted in external beveling to the trepanation margin. In those cases clearly resulting from the scraping method, the amount of scraping varied; some showed a small area of scraping surrounding the perforation, while in other cases a much larger area of scraped bone encircled a smaller perforation. This variation is seen in the wide range of dimensions recorded, with regions of scraping ranging from 1.2 to 8.99 cm in diameter. The only other method of trepanation observed was linear cutting (also called crosscut sawing or rectangular intersecting incisions [Lisowski, 1967; Buikstra and Ubelaker, 1994]). This method was observed in an old adult (461 years) Inca female from Kanamarca, discovered with a clump of unusual organic material over the trepanned area. (Analysis of the composition of this material is pending.) When the material was removed, the trepanation appeared as a rectangular incision with the excised piece of bone reinserted into the cranium.
Methods
The six sites with trepanned individuals yielded a combined sample of 709 individuals, yet only 411 individuals met the two criteria of the trepanation study: 1) sufcient cranial vault material available to view any possible trepanation (at least half of the calvarium present) and 2) an age-at-death greater than 5 years (infants and juveniles 5 years and younger showed no evidence for the procedure and were not included in the analysis). Data collection on trepanation followed the standards detailed in Verano (2003b) and incorporated the following variables: location (frontal, parietal, occipital, or temporal), side (right, left, or midline in cases where a substantial portion of the trepanation crossed the midsagittal plane), perforation shape (circular, oval, rectangular, and irregular), perforation dimensions (endocranial and ectocranial), associated trauma and infection, impact to American Journal of Physical Anthropology
Fig. 3. Healed circular trepanation with remodeled area of scraping surrounding perforation. [Color gure can be viewed in the online issue, which is available at www.interscience.wiley. com.]
Fig. 1. Map of Cuzco sites. [Color gure can be viewed in the online issue, which is available at www.interscience.wiley. com.]
TABLE 2. Number of trepanations per cranium Trepanation count per individual 1 2 3 4 7 Total No. of individuals 40 15 8 2 1 66 Total no. of perforations 40 30 24 8 7 109
Fig. 4. Rectangular incised trepanation (unhealed). [Color gure can be viewed in the online issue, which is available at www.interscience.wiley.com.]
Around the trepanation margin and on the excised piece of bone, cutmarks remained as evidence of the sawing method used (Figs. 4 and 5). These cutmarks did not show signs of healing such as remodeling or reactive bone, leading to the conclusion that the individual did not survive the trepanation procedure.
Fig. 2. Individual with seven trepanations. [Color gure can be viewed in the online issue, which is available at www. interscience.wiley.com.]
Fig. 5. Excised bone from trepanation with cutmarks. [Color gure can be viewed in the online issue, which is available at www.interscience.wiley.com.]
Fig. 6. Healed oval trepanation with extensive remodeling and rounded margins. [Color gure can be viewed in the online issue, which is available at www.interscience.wiley.com.]
TABLE 3. Area of trepanation by time period (in cm2) Temporal period Late Intermediate Period Early Inca Late Horizon Total No. of trepanations Mean Std. Dev. 6 59 44 109 5.784 3.448 8.256a 5.513 2.827 4.185 8.542 6.702 Min 2.8491 0.032 0.073 0.032 Max 8.699 21.010 28.274 28.274
a Difference between Early Inca and Late Horizon means is statistically signicant (P 0.001).
TABLE 4. Distribution of trepanations by cranial region Cranial region Left sideanterior Left sideposterior Midline sectionanterior Midline sectionposterior Right sideanterior Right sideposterior Total Number of trepanations 12 18 35 31 6 7 109 Percent of total sample (%) 11 16.5 32.1 28.5 5.5 6.4 100
Fig. 7. Unhealed trepanation showing exposed diploe and cutmark inferior to trepanation margin. [Color gure can be viewed in the online issue, which is available at www.interscience. wiley.com.]
(mediallateral). Based on all of these dimensions, trepanation area was calculated by time period (Table 3). These results show the largest area of trepanation in the Late Horizon group compared to earlier groups (Table 3), even though a general trend towards reduction of trepanation size over time has been documented in samples from all prehistoric periods in Peru (Verano, 2003b). In addition, the Late Horizon group exhibits the highest standard deviation in trepanation area. A single factor ANOVA test indicates that the observed difference in average area is highly statistically signicant (SS 5 582.929; df 5 2; MS 5 291.465; F 5 7.256; P 0.001), with the mean difference between the Early Inca and Late Horizon groups responsible for the majority of the variance (Post hoc Tukeys HSD test: Mean difference 5 4.80796; SE 5 1.26248; P 0.001). Certain cranial regions were preferentially chosen as surgery sites. The midline and left side of the cranium American Journal of Physical Anthropology
Fig. 8. Unhealed trepanation by circular cutting with cutmark present. [Color gure can be viewed in the online issue, which is available at www.interscience.wiley.com.]
had the highest number of trepanations, with 66 and 30 perforations, respectively (Table 4). In contrast, the right side of the cranium was chosen for only 13 of the 109 trepanations (12%). The primary bone selected was the
Fig. 9. Unhealed trepanation with fractured inferior border. [Color gure can be viewed in the online issue, which is available at www.interscience.wiley.com.]
Fig. 10. Large unhealed trepanation with radiating fracture line. [Color gure can be viewed in the online issue, which is available at www.interscience.wiley.com.]
parietal (79 cases), followed by the frontal (24 cases) and the occipital (6 cases), while no trepanations were found on the temporal bones. In the majority of cases (89%), the cranial musculature was circumvented, with only 12 instances (11%) of inferred impact to the temporal or nuchal muscular regions. Sixty-ve trepanations (60%) did not impact the sutures, while 44 trepanations (40%) crossed at least one suture line.
(Figs. 9 and 10). Two other individuals displayed large healed fractures abutting the margin of the healed trepanation. The remaining injuriesrelatively small and shallowwere healed cranial fractures away from the trepanation site. Another condition seen in trepanned individuals was mastoiditis, an infection caused by inner ear inammation that can lead to earaches, headaches, swelling, and fever. However, this condition was found in only three trepanned individuals, and the statistical relationship lacks signicance (Fishers exact, P 5 0.481).
Demography
The sex distribution of trepanned individuals was 35 males, 19 females, and 12 of indeterminate sexan overrepresentation of males (male/female ratio of 1.84:1) that is statistically signicant (v2 5 4.20; df 5 1; P 5 0.041). Apparent in the age distribution of trepanned individuals are two salient characteristics. First, there is a statistically signicant under-representation of juveniles in the entire sample (Fishers exact, P 5 0.024), with only one trepanned juvenile, a 7- to 8-year-old from Chokepukio (Table 5). Second, adolescents and young adults (15 to 25-years-old) were far more likely to have perimortem trepanations than middle adults and old adults (26- to 46+-years-old). Almost 70% of the adolescents and young adults in the trepanned sample had a perimortem trepanation, compared to only 17% of middle and old adults a highly statistically signicant difference (Fishers exact, P 5 0.001). This difference in prevalence of perimortem trepanations by age group may reect the age at which most individuals were trepanned: while healed trepanations could have been received many years before an individuals death, an unhealed trepanation (by denition) occurred near the time of death. These results suggest that trepanations were most often performed on adolescents and young adults and were not practiced on very young childrenresults that would be expected if trepanation were used to treat traumatic injuries (see Discussion). The rarity of trepanations in children is supported by Veranos study of 161 trepanned skulls from various Cuzco area sites, in which only a single American Journal of Physical Anthropology
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Age Juvenile (515 years) Adolescent (1617 years) Young adult (1825 years) Middle adult (2645 years) Old adult (461 years) Adult other (age range indeterminate) Total
PREHISTORIC TREPANATION IN CUZCO that tumissemicircular blades made of gold, silver, copper, or bronzeare effective scalp-cutting tools, but are not useful for cutting through bone. Smaller chisel-like tools, when struck with a hammer, proved capable of perforating the skulls of patients and allowing a disc of bone to be removed (Lastres, 1951; Grana et al., 1954). Although the Cuzco practitioners seemed to rely on a standardized set of trepanation practices, methods in other regions varied. In the Chachapoya region of northern Peru, Nystrom (2007) documented circular grooving and boring trepanations, and suggested that the circular grooving technique contributed to a higher survival rate. Veranos (2003b) study found a range of techniques used throughout the Andes, with scraping representing the earliest adopted method, linear cutting being the most common in the central highlands, and circular grooving developing in the southern highlands during the Late Horizon.
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Another potential explanation for trepanation is mastoiditis, an infection of the mastoid bone due to inner ear inammation. As a chronically painful condition with no externally visible cause, mastoiditis may have prompted surgical intervention to alleviate patient discomfort. Mastoiditis was suggested as a motivation for trepanation by Oakley et al. (1959). In addition, Mann (1991) attributes one case of a Peruvian trepanation to a chronic ear infection. Of other possible reasons for trepanation, cultural and magico-religious purposes have been proposed since the earliest discovery of trepanation. Such explanations were often advanced by individuals who shunned medical justications for trepanation. One individual was Sir Francis Galton, the renowned nineteenth-century eugenicist, who believed that prehistoric civilizations could not comprehend the medical benets of trepanation, for this would have . . . implied more intelligence than savages usually shewed [sic] (Finger and Clower, 2001:915). However, Galtons assertion has been contradicted by mounting evidence throughout the last century. Among all these possible explanations, the Cuzco study results support the cranial trauma hypothesis. The trepanation data show a strong correlation with cranial trauma, seen in 29 individuals (44%). Seven of these individuals exhibited perimortem and/or healed fractures adjacent to the trepanation site and therefore provide direct evidence for trepanation performed to treat skull fracture. The other 22 individualswith cranial injuries away from the trepanation siteinstead provide indirect evidence for the cranial trauma hypothesis, since trepanation surgery can obliterate evidence of injury by removing the area of fractured bone (Verano, 2003b). Consequently, such fractures may have occurred at an even higher prevalence among trepanned individuals. Altogether, the Cuzco results accord with other Andean studies attributing cranial trauma as a major reason for trepanation (MacCurdy, 1923; Chege et al., 1996; Verano, 1997, 2003b). These cranial injuries mostly likely resulted from violent conict, based on osteological and demographic evidence. Osteological evidence shows that the patterning of Cuzco trepanations, with a tendency towards leftsided, anterior perforations, mirrors the patterning of cranial trauma (Andrushko, 2007). This left-sided, anterior pattern appears frequently in studies of trauma and trepanation (Jrgensen, 1988; Verano, 2003b) and is often attributed to face-to-face combat with a right-handed opponent (MacCurdy, 1923; Stewart, 1958; Standen and Arriaza, 2000; Torres-Rouff and Costa Junqueira, 2006; Tung, 2007). The demographic data from the Cuzco trepanation sample further reveal an overrepresentation of adult males, the segment of society most often involved in warfare and interpersonal aggression (Lambert, 1994; Walker, 2001). Because adult males were more likely to suffer from cranial fractures, they were also more likely to require trepanation surgery to treat subsequent symptoms. Based on these combined data, cranial trauma due to violent conict appears to be an impetus for performing trepanations in the Cuzco sample. Finally, trepanation to treat the condition of mastoiditis appears as another possible explanation. In this study, three trepanned individuals showed evidence of mastoiditis, though no statistically signicant relationship could be drawn between the two conditions. Oakley et al. (1959) report a case of mastoiditis in a trepanned individual and comment that . . . this seems to be a clear American Journal of Physical Anthropology
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V.A. ANDRUSHKO AND J.W. VERANO ence Foundation, and the assistance of the following individuals: Gordon McEwan, Viviana Bellifemine, Elva Torres, Kenneth Nystrom, Kenneth Maes, Nicholas Tripcevich, Christopher Milan, and Deborah Andrushko. Veranos museum research in Lima was supported by a lectureship from the Council for the International Exchange of Scholars (Fulbright Commission), and in Cuzco by the Research Opportunities Fund of the National Museum of Natural History, Smithsonian Institution, and the Roger Thayer Stone Center for Latin American Studies at Tulane University. Mellisa Lund Valle of Perus National Museum of Anthropology, Archaeology, and History kindly assisted with data collection in Cuzco in 2002. Veranos data analysis and library research were made possible by a 20062007 fellowship in Pre-Columbian Studies at Dumbarton Oaks Research Library and Collections, Washington, D.C. For their insight and extremely useful comments, the authors gratefully acknowledge Christopher Ruff, Lori Wright, Tifny Tung, and one anonymous reviewer.
case of an operation undertaken for medical rather than ritual purposes, for there is denite evidence of mastoid inammation, with a perforation through to the external auditory meatus (1959:95). This anecdotal report from Oakley et al. (1959), along with the three Cuzco cases, suggests a possible connection between trepanation and mastoiditis that may be explored in future studies.
CONCLUSIONS
The present study evaluates two main hypotheses regarding trepanation among prehistoric groups in Cuzco, Peru: 1) Trepanations in the Cuzco region were carried out as a medical treatment rather than for cultural purposes; and, if so, 2) The rise of the Inca Empireand consequent medical advancesresulted in increased survival rates for trepanned individuals. Regarding the rst hypothesis, the study results do indeed provide evidence that trepanation was used as a medical treatment, primarily for symptoms relating to cranial trauma. Such ndings corroborate other Andean studies attributing cranial trauma as a primary impetus for trepanation. In addition, the demographic prole reveals an over-representation of adult males and a paucity of juveniles. This prole lends further credence to the cranial trauma hypothesis by suggesting that the individuals most likely to engage in conict were also most likely to receive trepanations. The second hypothesis is also supported by the study results: trepanation practices reached a high degree of success during the Late Horizon in the southern highlands of Peru near Cuzco, as evident by crania with multiple, well-healed perforations. The trepanation survival rate reached 90% at one point and was accompanied by a low frequency of infection (4.5%). This high survival rate suggests that skill and mastery were achieved by trepanation practitioners. The impressive survival rate was, in addition, likely aided by the development of a precise, standardized trepanation procedure. Our analysis produced a demonstrable pattern with trepanations predominantly located on the midline and left side of the skull. Specic bones of the cranium were also targeted, with a preference for the frontal and parietals over the occipital and temporal bones. Meanwhile, certain areas of cranial musculature were avoided, likely to facilitate cerebral access and to circumvent areas with a high risk of bleeding and other complications. This pattern also includes the predominant use of the circular scraping and grooving methods, which produced perforations with an average area of 5.5 cm2, surrounded in some cases by a larger region of scraped ectocranial surface. Altogether, this analysis demonstrates that trepanation was an important medical treatment in the Cuzco region, carried out with precision and knowledge of cranial anatomy. Trepanation was also practiced with some frequency: combining the present sample (109 perforations in 66 individuals) with the various museum samples documented by Verano (unpublished data) (227 perforations in 161 individuals), it is clear that the Cuzco region was a major center for trepanation in late Prehispanic Peru.
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ACKNOWLEDGMENTS
The rst author gratefully acknowledges the support of the Wenner-Gren Foundation and the National SciAmerican Journal of Physical Anthropology
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